Articles Posted in finra claim

Sea of Thieves Review - A Dip in the Shallow End ...We are investigating FINRA complaints against Victor Rigoni (CRD#4272056) for sale of unsuitable investments

According to FINRA’s Broker Check some customer complaints concern private Real Estate Investment Trusts and other non traditional products like oil and gas investments.

The recent claim against Rigoni is dated October 2018. The customer FINRA complaint states damages of $125,000 and is before FINRA for determination. Recovery is sought for funds lost in unsuitable investments among other claims.

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